Fischer Legal Group
Don’t go it alone - call us today.
Phone Icon 212-577-9231

Posts tagged "SEC"

SEC proposes changes to Dodd-Frank whistleblower award amounts

Earlier this summer, the Securities and Exchange Commission issued a proposal that would give it greater discretion when making awards to people who blow the whistle on securities violations under the Dodd-Frank Act. Allowing it to offer larger awards in small cases would foster compliance in the industry, the agency says. It would pay for the increases by cutting into the very large awards paid out in a handful of cases each year.

SEC issues $2.2 mln whistleblower award under 'safe harbor' rule

Under the Securities and Exchange Commission's "safe harbor" rule, securities law whistleblowers can receive awards even if they submit their information to another agency, as long as they submit it to the SEC within 120 days. When they do so, the SEC will treat the information as if it had been submitted properly in the first place.

Supreme Court: Do Dodd-Frank whistleblowers have to go to SEC?

In most cases, whistleblowers have legal protections against retaliation. If you exercise your legal rights at work in good faith, for example, there are laws that prohibit your employer from firing you or taking other adverse job actions against you. If you report that your company is engaged in fraud against the government, you are not only protected from retaliation but also may claim a percentage of the recovered money as a reward. You should work with an experienced lawyer to ensure your rights are protected, but the law is on your side.

Supreme Court to rule on how Dodd-Frank affects whistleblowers

The U.S. Supreme Court recently announced that it will review the application of the Dodd-Frank Act to whistleblowing activity in the financial sector. The vice president of a San Francisco-based company was fired when he told senior management at his firm that his supervisor had apparently done away with some internal controls, which violated securities law.

Get Started

End Your Stress Contact The Firm

Call our law firm today at 212-577-9231 or fill out the form to schedule a confidential consultation.

Bold labels are required.

Contact Information
disclaimer.

The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.

close

Privacy Policy

Fischer Legal Group
1740 Broadway
Suite 1500
New York, NY 10019

Phone: 212-577-9231
Map & Directions